Why Did Regulators Let This Happen?
Podcasts > The Watchdog on Wallstreet
Thursday, July 30, 2026
Apple Podcasts: https://podcasts.apple.com/us/podcast/watchdog-on-wall-street-with-chris-markowski/id570687608
Spotify: https://open.spotify.com/show/2PtgPvJvqc2gkpGIkNMR5i
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https://www.youtube.com/@WatchdogOnWallstreet/featured
Chris examines the long regulatory history of a brokerage firm accused of excessive trading and churning, questioning why repeated violations failed to trigger stronger action sooner. He argues regulators should focus on stopping chronic offenders before more investors become victims.
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