Why Did Regulators Let This Happen?
Podcasts > The Watchdog on Wallstreet
Thursday, July 30, 2026
Apple Podcasts: https://podcasts.apple.com/us/podcast/watchdog-on-wall-street-with-chris-markowski/id570687608
Spotify: https://open.spotify.com/show/2PtgPvJvqc2gkpGIkNMR5i
WATCH and SUBSCRIBE on:
https://www.youtube.com/@WatchdogOnWallstreet/featured
Chris examines the long regulatory history of a brokerage firm accused of excessive trading and churning, questioning why repeated violations failed to trigger stronger action sooner. He argues regulators should focus on stopping chronic offenders before more investors become victims.
Related Episodes
U.S.–Canada Trade Talks Turn into Pro Wrestling
Thursday, July 30
Stop Fixing the Blame. Fix the Problem.
Thursday, July 30
COVID-19 and Government Accountability
Thursday, July 30